This law school casebook is devoted to broker-dealer regulation in the securities markets. The book covers SEC and self-regulation of the securities brokerage industry and the securities markets, fraud, manipulation, abusive sales practices, margin regulation, obligations to customers, conflict of interest, and investment advisers. The casebook focuses on regulatory issues as well as civil liabili...
Series: American Casebook Series
Hardcover: 645 pages
Publisher: West Academic Publishing; 1 edition (October 17, 2002)
Product Dimensions: 8 x 1.2 x 10.5 inches
Amazon Rank: 3240087
Format: PDF ePub djvu book
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